THE FANFICTION VS. COPYRIGHT FAQ

 

TABLE OF CONTENTS

 

1. The Bare Bones

      a. The US Copyright Office Online

      b. The IMPORTANT Copyright Law Sections

 

2. What Did All Of That Mean

              a. Section 106

                          #1. Excerpt From the US Copyright Office Circular 21

              b. Section 107

                  #1. Excerpt From the US Copyright Office Circular 21

 

3. Is Fanfiction Legal

 

4. Can I Be Sued

 

5. To 'Publish' on the Internet

 

6. Would Any Copyright Owner Like to Add Their Stance on Fanfiction

 

7. The Use of 'Fair Use' in This FAQ

 

8. The Fair Use of this FAQ

 

 

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1. THE BARE BONES

 

 

a. The US Copyright Office Online

   http://lcweb.loc.gov/copyright/

  

A FAQ is available at the online office as well as a copy of the

Copyright Law. I encourage anyone to go read up on his or her rights.

 

**NOTE: You will need an Adobe Acrobat reader to view flyers as well

        as the Copyright Law

 

 

b. The IMPORTANT Copyright Law Sections

 

Below are the sections of the Copyright Law that would pertain to

fanfiction in a US court of law.

 

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106. Exclusive rights in copyrighted works

           

            Subject to sections 107 through 120, the owner of copyright under

this title has the exclusive rights to do and to authorize any of the

following:

 

            (1) to reproduce the copyrighted work in copies or phonorecords;

            (2) to prepare derivative works based upon the copyrighted work;

            (3) to distribute copies or phonorecords of the copyrighted work

                to the public by sale or transfer of ownership, or by rental,

                lease, or lending;

            (4) in the case of literary, musical, dramatic, and choreographic

                works, pantomimes, and motion pictures and other audiovisual

                works, to perform the copyrighted work publicly;

            (5) in the case of literary, musical, dramatic, and choreographic

                works, pantomimes, and pictorial, graphic, or sculptural

                work, to display the copyrighted work publicly; and

            (6) in the case of sound recordings, to perform the copyrighted

                work publicly by means of a digital audio transmission.

 

 

**Section 106A pertains to copyright on visual art and thus is

  excluded from this FAQ

 

107. Limitations on exclusive rights: Fair use

 

            Notwithstanding the provisions of sections 106 and 106A, the fair use of a copyrighted work, including such use by reproduction in

copies or phonorecords or by any other means specified by that

section, for purposes such as criticism, comment, news reporting,

teaching (including multiple copies for classroom use), scholarship,

or research, is not an infringement of copyright. In determining

whether the use made of a work in any particular case is a fair use

the factors to be considered shall include--

 

            (1) the purpose and character of the use, including whether such

                is of a commercial nature or is for nonprofit educational

                purpose;

 

            (2) the nature of the copyrighted work;

 

            (3) the amount and substantiality of the portion used in relation

 

                to the copyrighted work as a whole; and

 

            (4) the effect of the use upon the potential market for or value

                of the copyrighted work. The fact that a work is unpublished

                shall not itself bar a finding of fair use if such finding is

                made upon consideration of all the above factors.

                       

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2. WHAT DID ALL OF THAT MEAN

 

 

a. SECTION 106

 

Unless you are otherwise making reproductions, copies and so on of

copyrighted work, the only important part of Section 106 is the

following:

 

            (2) to prepare derivative works based upon the copyrighted work;

           

** derivative  adj.  1. not original; secondary.  -n.  2. something

   derived. (the rest of the definition is ignored as it does not

   pertain to the subject of this FAQ)

 

** derive  v.  1. to receive or obtain from a source or origin; gain;

   glean.  2. to trace trace from a source or origin.  3. to reach or

   obtain by reasoning; deduce; infer.  4. to produce or obtain (a

   chemical substance) from another.  5. to come from a source or

   origin; originate.

  

What this means is that the copyright owner has the sole right to use

(and abuse) their creations.

 

BUT - this isn't the last word the US Government has PLACED on this

subject. The House (of Representatives) and the Senate have both

defined Section 106 further.

 

** While it can be argued that the Copyright Law is law, I would lean

   more towards the definitions provided by the House and the Senate.

 

   1 - because both, under law, can CHANGE the law (and have).

 

   2 - I'd rather not get into an argument with either.

 

  

#1. Excerpt From The US Copyright Office Circular 21

 

** The following excerpts are reprinted from the House Report on the

   new copyright law (H.R. Rep. No. 94-1476, pages 61-62). The text

   of the corresponding Senate Report (S. Rep. No. 94-473, pages

   57-58) is substantially the same.

 

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Section 106. Exclusive Rights In Copyrighted Works

 

General scope of copyright

 

The five fundamental rights that the bill gives to copyright owners

-- the exclusive rights of reproduction, adaptation, publication,

performance, and display -- are stated generally in section 106. The

exclusive rights, which comprise the so-called "bundle of rights"

that is a copyright, are cumulative and may overlap in some cases.

Each of the five enumerated rights may be subdivided indefinitely

and, as discussed below in connection with section 201, each

subdivision of an exclusive right may be owned and enforced

separately.

 

The approach of the bill is to set forth the copyright owner's

exclusive rights in broad terms in section 106, and then to provide

various limitations, qualifications, or exemptions in the 12 sections

that follow. Thus, everything in section 106 is made "subject to

sections 107 through 118," and must be read in conjunction with those

provisions.

 

Rights of reproduction, adaptation, and publication

 

The first three clauses of section 106, which cover all rights under

a copyright except those of performance and display, extend to every

kind of copyrighted work. The exclusive rights encompassed by these

clauses, though closely related, are independent; they can generally

be characterized as rights of copying, recording, adaptation, and

publishing. A single act of infringement may violate all of these

rights at once, as where a publisher reproduces, adapts, and sells

copies of a person's copyrighted work as part of a publishing

venture. Infringement takes place when any one of the rights is

violated: where, for example, a printer reproduces copies without

selling them or a retailer sells copies without having anything to

do with their reproduction. The references to "copies or

phonorecords," although in the plural, are intended here and

throughout the bill to include the singular (1 U.S.C. §1).

 

Reproduction. -Read together with the relevant definitions in

section 101, the right "to reproduce the copyrighted work in copies

or phonorecords" means the right to produce a material object in

which the work is duplicated, transcribed, imitated, or simulated in

a fixed form from which it can be "perceived, reproduced, or

otherwise communicated, either directly or with the aid of a machine

or device." As under the present law, a copyrighted work would be

infringed by reproducing it in whole or in any substantial part, and

by duplicating it exactly or by imitation or simulation. Wide

departures or variations from the copyrighted work would still be an

infringement as long as the author's "expression" rather than merely

the author's "ideas" are taken. An exception to this general

principle, applicable to the reproduction of copyrighted sound

re-cordings, is specified in section 114.

 

"Reproduction" under clause (1) of section 106 is to be

distinguished from "display" under clause (5). For a work to be

"reproduced," its fixation in tangible form must be "sufficiently

permanent or stable to permit it to be perceived, reproduced, or

otherwise communicated for a period of more than transitory

duration." Thus, the showing of images on a screen or tube would not

be a violation of clause (1), although it might come within the scope

of clause (5).

 

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Confusing isn't it?

 

The House and Senate *TRY* to state that it is against the law to use

any ideas and/or expressions of copyrighted work. Then of course,

they go and refute themselves in the excerpts on Section 107.

 

** A good argument for fanfiction on the internet is the fact that

   the internet at LARGE is transitory. No matter how long a document

   has been online, a virus and/or hardware failure can erase it

   forever.

   On the other hand, a book and/or movie and/or computer software

   take a bit more to destroy. You would have to burn every book

   published, destroy every video tape as well as every CD or disk

   ever created.

                                    -- Rather depressing thought isn't it?

 

 

b. SECTION 107

 

 

Section 107 is by far, subject to almost as much interpretation as

the Bible itself is.

 

By one interpretation, Section 107 allows an independent party (in

this case the fanfic author) to use the copyright owner's ideas and

expressions in the following manners: for criticism, for commentary,

for news reporting, for research and for educational purposes.

 

In all intents and purpose, fanfiction can be argued as being any of

that. That argument, unfortunately, only holds as much weight as your

lawyer can GIVE IT.

 

Of course, it doesn't end there. The House (of Representatives) and

the Senate have both defined and confused the issue of Free Use

further.

 

** As a repeat, it can be argued that the Copyright Law is law, and

   what the House and the Senate say is not. But since THEY make and

   change the laws in the first place, I'd favor their definitions.

 

 

#1. Excerpt From The US Copyright Office Circular 21

 

 

** The following excerpts are reprinted from the House Report on the

   new copyright law (H.R. Rep. No. 94-1476, pages 65-74). The

   discussion of section 107 appears at pages 61-67 of the Senate

   Report (S. Rep. No. 94-473). The text of this section of the

   Senate Report is not reprinted in this booklet, but similarities

   and differences between the House and Senate Reports on      particular points will be noted below.

                                    - Even the Senate and the House can't agree on it

                                   

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House Report: Introductory Discussion on Section 107

 

|   The first two paragraphs in this portion of the House Report  |

|   are closely similar to the Senate Report. The remainder of    |

|           the passage differs substantially in the two Reports.       |

 

 

SECTION 107. FAIR USE

 

General background of the problem

 

The judicial doctrine of fair use, one of the most important and

well-established limitations on the exclusive right of copyright

owners, would be given express statutory recognition for the first

time in section 107. The claim that a defendant's acts constituted a

fair use rather than an infringement has been raised as a defense in

innumerable copyright actions over the years, and there is ample case

law recognizing the existence of the doctrine and applying it. The

examples enumerated at page 24 of the Register's 1961 Report, while

by no means exhaustive, give some idea of the sort of activities the

courts might regard as fair use under the circumstances: "quotation

of excerpts in a review or criticism for purposes of illustration or

comment; quotation of short passages in a scholarly or technical

work, for illustration or clarification of the author's observations;

use in a parody of some of the content of the work parodied; summary

of an address or article, with brief quotations, in a news report;

reproduction by a library of a portion of a work to replace part of a

damaged copy; reproduction by a teacher or student of a small part of

a work to illustrate a lesson; reproduction of a work in legislative

or judicial proceedings or reports; incidental and fortuitous

reproduction, in a newsreel or broadcast, of a work located in the

scene of an event being reported."

 

Although the courts have considered and ruled upon the fair use

doctrine over and over again, no real definition of the concept has

ever emerged. Indeed, since the doctrine is an equitable rule of

reason, no generally applicable definition is possible, and each case

raising the question must be decided on its own facts. On the other

hand, the courts have evolved a set of criteria which, though in no

case definitive or determinative, provide some gauge for balancing

the equities. These criteria have been stated in various ways, but

essentially they can all be reduced to the four standards which have

been adopted in section 107: "(1) the purpose and character of the

use, including whether such use is of a commercial nature or is for

non-profit educational purposes; (2) the nature of the copyrighted

work; (3) the amount and substantiality of the portion used in

relation to the copyrighted work as a whole; and (4) the effect of

the use upon the potential market for or value of the copyrighted

work."

 

These criteria are relevant in determining whether the basic doctrine

of fair use, as stated in the first sentence of section 107, applies

in a particular case: "Notwithstanding the provisions of section 106,

the fair use of a copyrighted work, including such use by

reproduction in copies or phonorecords or by any other means

specified by that section, for purposes such as criticism, comment,

news reporting, teaching (including multiple copies for classroom

use), scholarship, or research, is not an infringement of copyright."

 

The specific wording of section 107 as it now stands is the result of

a process of accretion, resulting from the long controversy over the

related problems of fair use and the reproduction (mostly by

photocopying) of copyrighted material for educational and scholarly

purposes. For example, the reference to fair use "by reproduction in

copies or phonorecords or by any other means" is mainly intended to

make clear that the doctrine has as much application to photocopying

and taping as to older forms of use; it is not intended to give these

kinds of reproduction any special status under the fair use provision

or to sanction any reproduction beyond the normal and reasonable

limits of fair use. Similarly, the newly-added reference to "multiple

copies for classroom use" is a recognition that, under the proper

circumstances of fairness, the doctrine can be applied to

reproductions of multiple copies for the members of a class.

 

The Committee has amended the first of the criteria to be

considered-"the purpose and character of the use"-to state explicitly

that this factor includes a consideration of "whether such use is of

a commercial nature or is for non-profit educational purposes." This

amendment is not intended to be interpreted as any sort of

not-for-profit limitation on educational uses of copyrighted works.

It is an express recognition that, as under the present law, the

commercial or non-profit character of an activity, while not

conclusive with respect to fair use, can and should be weighed along

with other factors in fair use decisions.

 

General intention behind the provision

 

The statement of the fair use doctrine in section 107 offers some

guidance to users in determining when the principles of the doctrine

apply. However, the endless variety of situations and combinations of

circumstances that can rise in particular cases precludes the

formulation of exact rules in the statute. The bill endorses the

purpose and general scope of the judicial doctrine of fair use, but

there is no disposition to freeze the doctrine in the statute,

especially during a period of rapid technological change. Beyond a

very broad statutory explanation of what fair use is and some of the

criteria applicable to it, the courts must be free to adapt the

doctrine to particular situations on a case-by-case basis. Section

107 is intended to restate the present judicial doctrine of fair use,

not to change, narrow, or enlarge it in any way.

 

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And you thought the issue couldn't be confused further.

 

What this rather long-winded discussion does, is add parody to the

list of possible fair uses. It also states that while not-for-profit

use of copyrighted material isn't necessarily fair use, it is a very

good argument for it.

 

Meaning: With a good lawyer, you may at least have a decent case if

you have neither profited from your fanfiction nor have you adversely

affected the copyright owner's potential market.

 

Unfortunately, that doesn't make it legal. Then again, it doesn't

necessarily make it illegal either.

 

 

 

3. IS FANFICTION LEGAL

 

 

There is no 'yes' or 'no' answer.

 

On one hand, it is illegal to reproduce a copyright owner's ideas

and/or expressions in any shape, form or fashion.

 

On the other hand, it is perfectly legal to use said copyrighted work

for criticism, research, parody, comment, review, education and news

reporting.

 

It is up to the public's interpretation, as well as the copyright

owner's and the court's, to determine whether it is against the law.

 

Unless the Government passes a new law concerning the legality of

fanfiction at large, the question of legal or illegal will remain

unanswered.

 

 

 

4. CAN I BE SUED

 

 

Of course. You can be sued for ANYTHING.

 

In all cases to date, if a copyright owner is actually considering

you worthy of a lawsuit, you will receive some sort of warning to

cease and desist.

 

What follows is your decision. You can remove all traces of the

offending material from 'public' forums or you can go to court.

 

Whether you win or lose said lawsuit depends on a variety of factors:

 

(1) Whether you have a good lawyer or not

 

(2) Whether the copyright owner has a better lawyer or not

 

(3) Whether the jury and/or judge LIKES you or not

 

(4) Whether the jury and/or judge LIKES the copyright owner better

 

This, of course, is true for ALL court cases. Sadly to say, the true

principle of the law and good intentions haven't made much difference

in the judicial system in a long time and that isn't likely to change

just for your little lawsuit.

 

In the end -- Do you feel lucky?

 

 

 

5. TO 'PUBLISH' ON THE INTERNET

 

 

The following are opinions on the validity of fanfiction on the

internet and whether it should be considered copyright infringement.

 

** If you want to add your opinion to the list: send it to

   sainttail@email.com - along with your real name and occupation.

 

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"Fanfiction is copyright infringement in the case that the owner of

the copyright has not given explicit permission to write such.

Publishing said fanfiction on the net is comparable to reading said

fanfiction to friends on request or distributing hardcopy printouts

to them, similarly on request. It is personal use for the benefit of

a small group of readers. There is no difference between fanfiction

in general, and fanfiction on the Internet, and as in general, the

legality of fanfiction on the Internet is also governed by whether

the owner of the copyright has granted explicit permission to produce

such fanfiction."

 

Samy Merchi, undergraduate student of English at the University of

Turku, Finland.

 

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6. WOULD ANY COPYRIGHT OWNER LIKE TO ADD THEIR STANCE ON FANFICTION

 

 

If anything, the fanfic community at large, would like to hear what

the copyright owner's stance on this shaky area is.

 

If you are a Commercially Published Writer, or a Representative of a

Company owning one or more Copyrights, we'd very much appreciate

hearing your stances on fanfiction in general. (it's always nice to

hear from both sides of the fence whether you're on one side or the

other or not at all)

 

If so, please send your opinion to sainttail@email.com along with

permission to post your opinion (without alterations except for

fitting into the FAQ's format) to this FAQ.

 

 

 

7. THE USE OF 'FAIR USE' IN THIS FAQ

 

 

Whether you've noticed it or not, this FAQ is a wonderful example of

Fair Use. Excerpts from not only the Copyright Law have been used,

but excerpts from one of the US Copyright Office's Circulars (which

are excerpts in themselves) has been used as well as definitions from

Random House's Webster's College Dictionary.

 

And it's all for an educational use. Thus, even with an average

lawyer, I'm liable to win any lawsuits that may be raised against me.

 

Don't you just love the judicial system?

 

 

 

8. THE FAIR USE OF THIS FAQ

 

 

Anyone reading is more than welcome to pass and or repost this FAQ in its entirety to whomever or where-ever they see fit on the internet.

 

Should anyone plagiarize it (say they wrote it when they did not)...

well let's just say Section 106 shall come into play.

 

Please, do NOT alter any of this FAQ without consulting with me

(sainttail@email.com) first. It would be counter-productive for it to

lose some of its meaning by 'well-meaning' alterations.

 

Also, please consult with me (sainttail@email.com) if you would like

to use this FAQ for something other than educational uses on the

internet.